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Global Compliance can serve as an independent, appointed monitor or examiner for a Deferred Prosecution Agreement (DPA) in Corporate Integrity Agreements (CIA) after an organization reaches a settlement with a government agency.

Monitoring services include:

• Assess systems and performance vs. benchmarks and U.S. Sentencing Guidelines and any other relevant government agency guidance
• Review of existing program elements, including policies, procedures, documents, training, communications and reporting mechanisms
• In-person and phone interviews
• Focus groups
• Employee surveys
• Data analysis and benchmarking
• Ensure reporting avenues are available for employees and third parties working on behalf of the monitored organization and that all issues raised are appropriately investigated and resolved
• Risk assessment

Global Compliance provides ongoing monitoring for the duration of the agreement and continued recommendations for program implementation and improvement. We also communicate findings to the government agency.