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 Evaluating – and Prioritizing – Risks in Your Organization

Ethical Leadership GroupTM, Global Compliance’s team of in-house ethics and compliance experts, offers Ethics and Compliance Risk Assessments to cost-effectively evaluate the ethics and compliance risks specific to your industry, region or organization – regardless of whether you currently have a program in place. Our team performs risk assessments for the purpose of identifying and prioritizing legal, ethical and reputational risks and making the appropriate program recommendations.

Risk Assessment Process and Tools

• Research and evaluation
• Identification of relevant laws, rules and industry standards
• High-level review of operations, focusing on policies, practices and processes
• Document review, including review of audit findings
• Tools:
  • In-person interviews
  • Focus groups
  • Surveys

Benefit

An Ethics and Compliance Risk Assessment lets identifies your risk – as well as their frequency and magnitude. The end result is a prioritized, forward-looking ethics and compliance plan to remediate the risks that are unique to your industry, region and organization ? with action plans to address and remedy gaps.